Filing Details

Accession Number:
0001140361-14-026806
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-06-26 17:13:26
Reporting Period:
2014-06-24
Filing Date:
2014-06-26
Accepted Time:
2014-06-26 17:13:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
870826 Valuevision Media Inc VVTV Retail-Catalog & Mail-Order Houses (5961) 411673770
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
40545 General Electric Co 3135 Easton Turnpike
W3F
Fairfield CT 06828
No No Yes No
40554 General Electric Capital Corp 901 Main Avenue
Norwalk CT 06851-1168
No No Yes No
1093083 Ge Capital Equity Investments Inc 201 Merritt 7
Norwalk CT 06851
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-06-24 6,000,000 $0.75 6,000,000 No 4 X Direct
Common Stock Disposition 2014-06-24 941,259 $4.78 5,058,741 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 X Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant (right to buy) Disposition 2014-06-24 6,000,000 $0.00 6,000,000 $0.75
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2009-02-25 2019-02-25 No 4 X Direct
Footnotes
  1. GE Capital Equity Investments, Inc. ("GECEI") paid the exercise price on a cashless basis, resulting in the Issuer withholding 941,259 of the warrant shares to pay the exercise price and issuing to GECEI the remaining 5,058,741 shares. The Issuer also paid $2.40 to GECEI in lieu of a fractional share.
  2. Directly owned by GECEI. Indirectly owned by General Electric Capital Corporation ("GE Capital") because, among other things, GECEI is a wholly-owned subsidiary of GE Capital. See Exhibit 99.1, incorporated by reference herein.