Filing Details

Accession Number:
0001209191-14-043445
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-06-25 11:37:04
Reporting Period:
2014-06-23
Filing Date:
2014-06-25
Accepted Time:
2014-06-25 11:37:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1459266 Zs Pharma Inc. ZSPH Pharmaceutical Preparations (2834) 263305698
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1198321 Farah Champsi One Embarcadero Center
Suite 3700
San Francisco CA 94111
No No Yes No
1198325 Daniel Janney One Embarcadero Center
Suite 3700
San Francisco CA 94111
No No Yes No
1198330 P Guy Nohra One Embarcadero Center
Suite 3700
San Francisco CA 94111
No No Yes No
1399763 Alta Partners Viii, L.p. One Embarcadero Center
Suite 3700
San Francisco CA 94111
No No Yes No
1399894 Alta Partners Management Viii, Llc One Embarcadero Center
Suite 3700
San Francisco CA 94111
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-06-23 3,030,090 $0.00 3,030,090 No 4 C Direct
Common Stock Acquisiton 2014-06-23 200,000 $18.00 3,230,090 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series C Preferred Stock Disposition 2014-06-23 2,849,703 $0.00 2,849,703 $0.00
Common Stock Series D Preferred Stock Disposition 2014-06-23 180,387 $0.00 180,387 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Direct
0 No 4 C Direct
Footnotes
  1. Consists of (a) 2,849,703 shares of common stock which were issued upon conversion of 2,849,703 shares of Series C Preferred stock and (b) 180,387 shares of common stock which were issued upon conversion of 180,387 shares of Series D Preferred stock.
  2. Converted upon consummation of the initial public offering on a one-to-one conversion basis.
  3. Consists of 200,000 shares of common stock purchased in the initial public offering.
  4. Consists of (a) 2,849,703 shares of common stock which were issued upon conversion of 2,849,703 shares of Series C Preferred stock, (b) 180,387 shares of common stock which were issued upon conversion of 180,387 shares of Series D Preferred stock, and (c) 200,000 shares of common stock purchased in the initial public offering.
  5. Alta Partners VIII, L.P. ("APVIII") is the holder of record of the securities. Alta Partners Management VIII, LLC ("APMVIII") is the general partner of APVIII. Guy Nohra, Daniel Janney and Farah Champsi are managing directors of APMVIII and exercise shared voting and investment power with respect to the shares owned by APVIII. Each of the reporting persons disclaims beneficial ownership of such securities, except to the extent of his, her or its proportionate pecuniary interest therein.