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Filing Details

Accession Number:
0001209191-14-043290
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-06-24 16:05:50
Reporting Period:
2014-06-20
Filing Date:
2014-06-24
Accepted Time:
2014-06-24 16:05:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1571949 Intercontinental Exchange Inc. ICE Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1343877 D Edwin Marcial 2100 Riveredge Parkway
Suite 500
Atlanta GA 30328
Chief Technology Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-06-20 2,000 $80.17 23,911 No 4 M Direct
Common Stock Disposition 2014-06-20 429 $194.72 23,482 No 4 S Direct
Common Stock Disposition 2014-06-20 1,171 $195.98 22,311 No 4 S Direct
Common Stock Disposition 2014-06-20 400 $197.04 21,911 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Holding Disposition 2014-06-20 2,000 $0.00 2,000 $80.17
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,916 2018-12-16 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.
  2. The price range for the aggregate amount sold by the direct holder is $194.3100 - $195.1100. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
  3. The price range for the aggregate amount sold by the direct holder is $195.6750 - $196.5000. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
  4. The price range for the aggregate amount sold by the direct holder is $196.7200 - $197.5200. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
  5. The common stock number referred in Table I is an aggregate number and represents 16,036 shares of common stock and 5,875 unvested performance based restricted stock units, for which the performance period has been satisfied. The performance based restricted stock units vest over a three year period, in which 33.33% of the performance based restricted stock units vest each year. The satisfaction of the performance target for the 2014 performance based restricted stock units and the corresponding number of shares of common stock to be issued pursuant to that award will not be determined until February 2015 and will be reported at that time.
  6. These options are fully vested.