Home > Insider Trading > Filing (0001181431-14-024862)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
8504	Enerjex Resources Inc.	ENRJ	Crude Petroleum & Natural Gas (1311)	880422242

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1407605	W Lance Helfert	1205 Coast Village Road Montecito CA 93108		No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-06-20	161,177	$0.00	439,597	No	4	P	Indirect	Shares held by Montecito Venture Partners, LLC
10% Series A Cumulative Redeemable Perpetual Preferred Stock	Acquisiton	2014-06-20	56,990	$0.00	56,990	No	4	P	Indirect	Shares held by Montecito Venture Partners, LLC
Series A Preferred Stock	Disposition	2014-06-20	2,417,660	$0.00	0	No	4	S	Indirect	Shares held by Montecito Venture Partners, LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	Shares held by Montecito Venture Partners, LLC
No	4	P	Indirect	Shares held by Montecito Venture Partners, LLC
No	4	S	Indirect	Shares held by Montecito Venture Partners, LLC

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	3,571	Indirect	Shares held in IRA
Common Stock	2,143	Indirect	Shares held by child's trust
Common Stock	2,143	Indirect	Shares held by child's trust
Common Stock	2,804	Indirect	Shared held by child
Common Stock	2,804	Indirect	Shares held by child
Common Stock	3,439,524	Indirect	Shares held by West Coast Opportunity Fund, LLC

Footnotes

These shares were received as part of an Exchange Agreement by and among the Registrant and its existing series A preferred holders. As consideration for entering into the Exchange Agreement, each existing series A preferred holder received 1 share of common stock.
These shares were received as part of an Exchange Agreement by and among the Registrant and its existing series A preferred holders. Pursuant to the Exchange Agreement, each holder received a number of shares equal to the quotient determiend by dividing (x) the stockholder's undisbursed Series A Preferential Dividended, by (y) the New Series A Original Issue Price per share.
Shares are held by Montecito Venture Partners, LLC, which Reporting Person serves on the board of managers.
On May 30, 2014, the Registrant field a 1-for-15 reverse stock split of the outstanding common stock as of that date.
Shares are held by West Coast Opportunity Fund, LLC for the benefit of its members. The members are the beneficial owners of the shares reported herein. Some of the members are affiliated with the Reporting Person. The investments held by West Coast Opportunity Fund, LLC are managed by West Coast Asset Management, Inc. Reporting Person serves on the investment committee of West Coast Asset Management, Inc.