Filing Details

Accession Number:
0001209191-14-042728
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-06-19 21:35:41
Reporting Period:
2014-06-17
Filing Date:
2014-06-19
Accepted Time:
2014-06-19 21:35:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1269021 Portola Pharmaceuticals Inc PTLA Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1574589 T John Curnutte C/O Portola Pharmaceuticals, Inc.
270 East Grand Ave.
South San Francisco CA 94080
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-06-17 20,000 $8.50 20,000 No 4 M Direct
Common Stock Disposition 2014-06-17 10,000 $27.00 10,000 No 4 S Direct
Common Stock Disposition 2014-06-17 10,000 $28.00 0 No 4 S Direct
Common Stock Acquisiton 2014-06-18 10,000 $8.50 10,000 No 4 M Direct
Common Stock Disposition 2014-06-18 10,000 $30.00 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2014-06-17 20,000 $0.00 20,000 $8.50
Common Stock Employee Stock Option (right to buy) Disposition 2014-06-18 10,000 $0.00 10,000 $8.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
183,682 2011-03-23 2021-03-23 No 4 M Direct
173,682 2011-03-23 2021-03-23 No 4 M Direct
Footnotes
  1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2014.
  2. These shares were sold in a single transaction at a price of $27.00.
  3. These shares were sold in a single transaction at a price of $28.00.
  4. These shares were sold in a single transaction at a price of $30.00.