Filing Details

Accession Number:
0001127602-14-021324
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-06-18 19:56:38
Reporting Period:
2014-06-18
Filing Date:
2014-06-18
Accepted Time:
2014-06-18 19:56:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1288776 Google Inc. GOOG Services-Computer Programming, Data Processing, Etc. (7370) 770493581
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1468233 Nikesh Arora C/O Google Inc.
1600 Amphitheatre Parkway
Mountain View CA 94043
Svp And Chief Business Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class C Capital Stock Acquisiton 2014-06-18 1,667 $0.00 1,667 No 4 M Direct
Class C Capital Stock Acquisiton 2014-06-18 2,441 $0.00 4,108 No 4 M Direct
Class C Capital Stock Disposition 2014-06-18 4,108 $550.00 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class C Capital Stock Option to Purchase Class C Capital Stock Disposition 2014-06-18 1,667 $0.00 1,667 $281.61
Class C Capital Stock Option to Purchase Class C Capital Stock Disposition 2014-06-18 2,441 $0.00 2,441 $286.52
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,999 2020-12-01 No 4 M Direct
14,644 2021-04-06 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Google Stock Unit 2,500 Direct
Class C Google Stock Unit 2,500 Direct
Class C Google Stock Unit 34,581 Direct
Class C Google Stock Unit 7,323 Direct
Class C Google Stock Unit 1,463 Direct
Class A Google Stock Unit 34,581 Direct
Class A Google Stock Unit 7,323 Direct
Class A Google Stock Unit 1,463 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class C Capital Stock Option to Purchase Class C Capital Stock $316.94 2016-04-25 2022-04-04 69,162 69,162 Direct
Class A Common Stock Option To Purchase Class A Common Stock $318.21 2016-04-25 2022-04-04 69,162 69,162 Direct
Class A Common Stock Option To Purchase Class A Common Stock $282.74 2020-12-01 4,999 4,999 Direct
Class A Common Stock Option To Purchase Class A Common Stock $287.66 2021-04-06 14,644 14,644 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2022-04-04 69,162 69,162 Direct
2022-04-04 69,162 69,162 Direct
2020-12-01 4,999 4,999 Direct
2021-04-06 14,644 14,644 Direct
Footnotes
  1. The GSUs vest as follows: 1/4th of the GSUs vested on the one-year grant date anniversary (12/1/2011) and 1/16th vest each quarter thereafter, subject to continued employment with Google on the applicable vesting dates.
  2. On January 29, 2014, Google Inc. declared a stock dividend, as a result of which all holders of record of Class A Common Stock on March 27, 2014 received on April 2, 2014 one share of Class C Capital Stock for each share of Class A Common Stock outstanding (the "Stock Dividend"). These GSUs were previously reported as GSUs entitling the Reporting Person to receive one share of Google Inc.'s Class A Common Stock for each share underlying the GSU as the GSU vests. As a result of the Stock Dividend, these GSUs were adjusted and each share underlying the GSU now corresponds to one share of Class A Common Stock and one share of Class C Capital Stock.
  3. This grant vest as follows: 1/4th of the grant vested on the one-year grant date anniversary (12/1/2011) and 1/16th vest each quarter thereafter, subject to continued employment with Google on the applicable vesting dates.
  4. 100% of this grant will vest on April 25, 2016, subject to continued employment with Google on such date.
  5. The Class C Google Stock Units ("Class C GSUs") entitle the Reporting Person to receive one share of Google Inc.'s Class C Capital Stock for each share underlying the Class C GSUs as the Class C GSUs vest. This grant vest as follows: 1/48th of the GSUs vested on the vesting start date (1/6/2012) and 1/48th of the GSU vest each month thereafter, subject to continued employment with Google on the applicable vesting dates.
  6. 100% of the grant will vest on December 25, 2014, subject to continued employment with Google on such date.
  7. 100% of GSUs will vest on April 25, 2016, subject to continued employment with Google on such date.
  8. The Google Stock Units ("GSUs") entitle the Reporting Person to receive one share of Google Inc.'s Class A Common Stock for each share underlying the GSU as the GSU vests. The GSUs vest as follows: 1/48th of the GSUs vested on the vesting start date (1/6/2012) and 1/48th of the GSU vest each month thereafter, subject to continued employment with Google on the applicable vesting dates.
  9. 100% of the grant will vest on December 25, 2014, subject to continued employment with Google on such date.
  10. On January 29, 2014, Google Inc. declared a stock dividend, as a result of which all holders of record of Class A Common Stock on March 27, 2014 received on April 2, 2014 one share of Class C Capital Stock for each share of Class A Common Stock outstanding (the "Stock Dividend"). This option was previously reported as an option for 6,666 shares of Class A Common Stock at an exercise price of $564.35 per share, but was adjusted to reflect the Stock Dividend. As a result of adjustment, the option now entitles the Reporting Person to exercise a portion of the option for 6,666 shares of Class C Capital Stock, and the exercise price has been adjusted so that the portion of the option covering Class A Common Stock now has an exercise price of $282.7394 and the portion of the option covering Class C Capital Stock has an exercise price of $281.6107 per share.
  11. The option provided for vesting as follows: 1/4th of the option vested on 12/1/2011 and 1/48th of the grant vest each month thereafter, subject to continued employment with Google on the applicable vesting dates.
  12. On January 29, 2014, Google Inc. declared a stock dividend, as a result of which all holders of record of Class A Common Stock on March 27, 2014 received on April 2, 2014 one share of Class C Capital Stock for each share of Class A Common Stock outstanding (the "Stock Dividend"). This option was previously reported as an option for 17,065 shares of Class A Common Stock at an exercise price of $574.18 per share, but was adjusted to reflect the Stock Dividend. As a result of adjustment, the option now entitles the Reporting Person to exercise a portion of the option for 17,065 shares of Class C Capital Stock, and the exercise price has been adjusted so that the portion of the option covering Class A Common Stock now has an exercise price of $287.6642 and the portion of the option covering Class C Capital Stock has an exercise price of $286.5159 per share.
  13. The option provided for vesting as follows: 1/48th of the option shall vest on the vesting start date (1/6/12) and 1/48th each month thereafter until the option is fully vested, subject to continued employment with Google on the applicable vesting dates.
  14. On January 29, 2014, Google Inc. declared a stock dividend, as a result of which all holders of record of Class A Common Stock on March 27, 2014 received on April 2, 2014 one share of Class C Capital Stock for each share of Class A Common Stock outstanding (the "Stock Dividend"). This option was previously reported as an option for 69,162 shares of Class A Common Stock at an exercise price of $635.15 per share, but was adjusted to reflect the Stock Dividend. As a result of adjustment, the option now entitles the Reporting Person to exercise a portion of the option for 69,162 shares of Class C Capital Stock, and the exercise price has been adjusted so that the portion of the option covering Class A Common Stock now has an exercise price of $318.2102 and the portion of the option covering Class C Capital Stock has an exercise price of $316.9399 per share.
  15. The option provided for vesting as follows: 1/48th of the option shall vest on the vesting start date (1/6/12) and 1/48th each month thereafter until the option is fully vested, subject to continued employment with Google on the applicable vesting dates.