Filing Details

Accession Number:
0001209191-14-042438
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-06-18 18:37:21
Reporting Period:
2014-06-16
Filing Date:
2014-06-18
Accepted Time:
2014-06-18 18:37:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1478484 Zulily Inc. ZU Retail-Catalog & Mail-Order Houses (5961) 271202150
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1404743 D Marc Stolzman C/O Zulily, Inc.
2601 Elliott Avenue, Suite 200
Seattle WA 98121
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2014-06-16 3,200 $0.00 3,200 No 4 C Direct
Class A Common Stock Disposition 2014-06-16 3,200 $38.60 0 No 4 S Direct
Class A Common Stock Acquisiton 2014-06-17 3,200 $0.00 3,200 No 4 C Direct
Class A Common Stock Disposition 2014-06-17 3,200 $38.75 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
No 4 C Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class B Common Stock Stock Option (Right to Buy) Disposition 2014-06-16 3,200 $0.00 3,200 $7.48
Class A Common Stock Class B Common Stock Acquisiton 2014-06-16 3,200 $0.00 3,200 $0.00
Class A Common Stock Class B Common Stock Disposition 2014-06-16 3,200 $0.00 3,200 $0.00
Class B Common Stock Stock Option (Right to Buy) Disposition 2014-06-17 3,200 $0.00 3,200 $7.48
Class A Common Stock Class B Common Stock Acquisiton 2014-06-17 3,200 $0.00 3,200 $0.00
Class A Common Stock Class B Common Stock Disposition 2014-06-17 3,200 $0.00 3,200 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
684,910 2022-11-05 No 4 M Direct
3,200 No 4 M Direct
0 No 4 C Direct
681,710 2022-11-05 No 4 M Direct
3,200 No 4 M Direct
0 No 4 C Direct
Footnotes
  1. Each share of Class B Common Stock was convertible at any time at the option of the holder into one share of Class A Common Stock.
  2. Shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.22 to $39.02, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3 to this Form 4.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.40 to $39.24, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 4 to this Form 4.
  5. The shares subject to this option shall vest and become exercisable at a rate of twenty-five percent of the total number of shares on the one-year anniversary of the vesting commencement date and 1/48th of the total number of shares each monthly anniversary of the vesting commencement date thereafter for so long as the recipient of the option provides continuous service to the Issuer, such that the total number of shares shall be fully vested on the four-year anniversary of the vesting commencement date.
  6. Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's Amended and Restated Certificate of Incorporation, including, without limitation, certain transfers for tax and estate planning purposes.
  7. Not applicable.