Filing Details

Accession Number:
0000904454-14-000528
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-06-18 17:17:45
Reporting Period:
2014-06-16
Filing Date:
2014-06-18
Accepted Time:
2014-06-18 17:17:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1314102 Psivida Corp. PSDV Laboratory Analytical Instruments (3826) 262774444
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1410291 Lori Freedman C/o Psivida Corp.
480 Pleasant Street
Watertown MA 02472
Vp Corp. Affairs, Gc And Sec No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-06-16 3,436 $1.81 99,859 No 4 M Direct
Common Stock Disposition 2014-06-16 3,436 $4.01 96,423 No 4 S Direct
Common Stock Acquisiton 2014-06-17 4,464 $1.81 100,887 No 4 M Direct
Common Stock Disposition 2014-06-17 4,464 $4.00 96,423 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2014-06-16 3,436 $0.00 3,436 $1.81
Common Stock Srock Option (Right to Buy) Disposition 2014-06-17 4,464 $0.00 4,464 $1.81
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
76,364 2019-06-25 No 4 M Direct
71,900 2019-06-25 No 4 M Direct
Footnotes
  1. Shares sold pursuant to a Rule 10b5-1 Sales Plan adopted by the Reporting Person with respect to the Common Stock of the Issuer.
  2. The option was granted on 06/25/2009 and vested in four equal annual installments beginning on the first anniversary of the date of grant.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.00 to $4.02. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.00 to $4.01. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.