Filing Details

Accession Number:
0000820318-14-000027
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-06-18 17:05:29
Reporting Period:
2014-06-16
Filing Date:
2014-06-18
Accepted Time:
2014-06-18 17:05:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
820318 Ii-Vi Inc IIVI Optical Instruments & Lenses (3827) 251214948
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1191458 J Francis Kramer 10491 Allante Court
Gibsonia PA 15044
President & Ceo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-06-16 3,000 $8.44 386,862 No 4 M Direct
Common Stock Disposition 2014-06-16 3,000 $14.21 383,862 No 4 S Direct
Common Stock Acquisiton 2014-06-17 7,500 $8.44 391,362 No 4 M Direct
Common Stock Disposition 2014-06-17 7,500 $14.33 383,862 No 4 S Direct
Common Stock Acquisiton 2014-06-17 2,500 $8.44 386,362 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option (right to buy) Disposition 2014-06-16 3,000 $0.00 3,000 $8.44
Common Stock Option (right to buy) Disposition 2014-06-17 10,000 $0.00 10,000 $8.44
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
25,000 2014-08-13 No 4 M Direct
15,000 2014-08-13 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 285,401 Indirect By Spousal Limited Access Trust
Footnotes
  1. Represents the weighted average of multiple sales transactions ranging in price from $14.20 to $14.23. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
  2. Represents the weighted average of multiple sales transactions ranging in price from $14.30 to $14.40. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
  3. The reporting person disclaims beneficial ownership of shares owned by his spouse.
  4. The option vested in five equal annual installments beginning on August 13, 2004.