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Filing Details

Accession Number:
0001578930-14-000004
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-06-17 21:43:40
Reporting Period:
2014-06-13
Filing Date:
2014-06-17
Accepted Time:
2014-06-17 20:43:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1024305 Coty Inc. COTY Perfumes, Cosmetics & Other Toilet Preparations (2844) 133823358
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1578930 E. James Shiah Coty Inc.
350 Fifth Avenue
New York NY 10118
Svp, Chief Acct. & Compl. Off. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2014-06-13 25,000 $0.00 25,000 No 4 M Direct
Class A Common Stock Disposition 2014-06-16 9,276 $16.99 15,724 No 4 S Direct
Class A Common Stock Disposition 2014-06-17 3,767 $16.91 11,957 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock IPO Units Disposition 2014-06-13 25,000 $0.00 25,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
Footnotes
  1. The transactions represent vesting and settlement of IPO Units on June 13, 2014. These shares were sold to pay withholding taxes pursuant to Mr. Shiah's 10b5-1 plan in multiple transactions at prices ranging from $16.96 to $17.18, inclusive. The reporting person undertakes to provide to Coty Inc., any security holder of Coty Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  2. The transactions represent vesting and settlement of IPO Units on June 13, 2014. These shares were sold to pay withholding taxes pursuant to Mr. Shiah's 10b5-1 plan in multiple transactions at prices ranging from $16.87 to $17.03, inclusive. The reporting person undertakes to provide to Coty Inc., any security holder of Coty Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  3. Upon vesting, each IPO Unit settles for one share of Class A common stock of Coty Inc.