Filing Details

Accession Number:
0001209191-14-042131
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-06-17 18:42:11
Reporting Period:
2014-06-13
Filing Date:
2014-06-17
Accepted Time:
2014-06-17 18:42:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1059790 Pozen Inc POZN Pharmaceutical Preparations (2834) 621657552
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1595590 L Dennis Mcnamara C/O Pozen Inc.
1414 Raleigh Road, Suite 400
Chapel Hill NC 27517
Evp, Chief Business Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-06-13 4,400 $5.78 90,993 No 4 M Direct
Common Stock Disposition 2014-06-13 4,400 $9.17 86,593 No 4 S Direct
Common Stock Acquisiton 2014-06-16 10,700 $5.78 97,293 No 4 M Direct
Common Stock Disposition 2014-06-16 10,700 $9.01 86,593 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Disposition 2014-06-13 4,400 $0.00 4,400 $5.78
Common Stock Stock Option Disposition 2014-06-16 10,700 $0.00 10,700 $5.78
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
26,137 2015-01-03 No 4 M Direct
15,437 2015-01-03 No 4 M Direct
Footnotes
  1. Excludes Restricted Stock Units which have not yet vested.
  2. The options vested in four equal annual installments, with the initial vesting date occurring on January 3, 2006.