Filing Details

Accession Number:
0001062993-14-003761
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-06-17 18:01:26
Reporting Period:
2014-06-13
Filing Date:
2014-06-17
Accepted Time:
2014-06-17 17:01:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1041514 Net 1 Ueps Technologies Inc UEPS Functions Related To Depository Banking, Nec (6099) 980171860
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1314820 Stefan Christopher Seabrooke 4 Commerce Square 39 Rivonia Road
Sandhurst, Sandton
Gauteng Rsa T3 T3 2196
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-06-13 7,487 $11.24 15,768 No 4 S Direct
Common Stock Disposition 2014-06-13 36,297 $11.29 146,489 No 4 S Indirect A trust
Common Stock Disposition 2014-06-16 69,989 $11.23 76,500 No 4 S Indirect A trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Indirect A trust
No 4 S Indirect A trust
Footnotes
  1. The common stock sold includes (i) 817 shares which were part of an original grant of 2,044 restricted shares, which becomes transferable in five equal annual installments commencing May 8, 2012; (ii) 1,349 shares which were part of an original grant of 4,045 restricted shares, which becomes transferable in three equal annual installments commencing August 27, 2013; (iii) 3,035 shares which were part of an original grant of 9,104 restricted shares, which becomes transferable in three equal annual installments commencing August 26, 2013; and (iv) 2,286 shares which were part of an original grant of 6,857 restricted shares, which becomes transferable in three equal annual installments commencing August 22, 2013.
  2. Sale prices for the transactions reported here range from $11.20 to $11.31. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or its shareholders upon request.
  3. The common stock sold was indirectly held by the reporting person and were part of shares described below in (5).
  4. Sale prices for the transactions reported here range from $11.19 to $11.36. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or its shareholders upon request.
  5. A trust, settled by a relative of the reporting person and of which the reporting person is a discretionary beneficiary, is a shareholder of the company whose wholly owned subsidiary acquired the common stock. The trust beneficially owns 33% of the company that holds the common stock and has the right to vote 67% of the issued shares of the company. The reporting person is one of four trustees of the trust, and all matters voted on require a simple majority. The reporting person is the chief executive of the company that holds the common stock. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
  6. Sale prices for the transactions reported here range from $11.16 to $11.34. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or its shareholders upon request.