Filing Details

Accession Number:
0001225208-14-015121
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-06-16 18:55:31
Reporting Period:
2014-06-12
Filing Date:
2014-06-16
Accepted Time:
2014-06-16 18:55:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1094348 Mattersight Corp MATR Services-Management Consulting Services (8742) 364304577
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1201715 Jr Leonard G Baker 755 Page Mill Road, Suite A-200
Palo Alto CA 94304-1005
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-06-12 5,853 $5.12 0 No 4 S Indirect By Ltd Partnership (SHAI)
Common Stock Disposition 2014-06-12 14,847 $5.12 0 No 4 S Indirect By Ltd Partnership (SHQP)
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Ltd Partnership (SHAI)
No 4 S Indirect By Ltd Partnership (SHQP)
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series B Preferred Stock Disposition 2014-06-12 8,854 $5.82 8,854 $0.00
Common Stock Series B Preferred Stock Disposition 2014-06-12 22,418 $5.82 22,418 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 S Indirect
0 No 4 S Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 7,981 Direct
Common Stock 2,443,889 Indirect By Ltd Partnership (SHV)
Common Stock 85,838 Indirect By Ltd Partnership (SND)
Common Stock 103,860 Indirect By Trust (Trustees)
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Series B Preferred Stock $0.00 735,514 735,514 Indirect
Common Stock Series B Preferred Stock $0.00 59,103 59,103 Indirect
Common Stock Series B Preferred Stock $0.00 24,109 24,109 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
735,514 735,514 Indirect
59,103 59,103 Indirect
24,109 24,109 Indirect
Footnotes
  1. Shares sold by Sutter Hill Entrepreneurs Fund (AI), L.P. The reporting person is a Managing Director of the General Partner of Sutter Hill Entrepreneurs Fund (AI), L.P. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
  2. Shares sold by Sutter Hill Entrepreneurs Fund (QP), L.P. The reporting person is a Managing Director of the General Partner of Sutter Hill Entrepreneurs Fund (QP), L.P. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
  3. Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a Managing Director of the General Partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
  4. Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the General Partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
  5. Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust.
  6. Convertible on a one-for-one basis into shares of Common Stock.
  7. Immediate.
  8. Not applicable.
  9. The price per share is equal to the price paid for each share of Common Stock plus $0.70 per share accrued dividend through the transaction date.