Filing Details

Accession Number:
0001209191-14-041002
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-06-12 17:34:43
Reporting Period:
2014-06-10
Filing Date:
2014-06-12
Accepted Time:
2014-06-12 17:34:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
29834 Escalera Resources Co. ESCR Crude Petroleum & Natural Gas (1311) 830214692
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1479960 Emily Maron 1675 Broadway
Suite 2200
Denver CO 80202
Assistant Corporate Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
$.10 Par Value Common Stock Disposition 2014-06-10 2,500 $3.01 32,088 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Options: Right to Buy $7.79 2017-01-02 8,000 8,000 Direct
Common Stock Options: Right to Buy $4.50 2017-01-04 10,000 10,000 Direct
Common Stock Options: Right to Buy $5.10 2018-01-03 4,193 4,193 Direct
Common Stock Options: Right to Buy $2.47 2019-03-25 41,431 41,431 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2017-01-02 8,000 8,000 Direct
2017-01-04 10,000 10,000 Direct
2018-01-03 4,193 4,193 Direct
2019-03-25 41,431 41,431 Direct
Footnotes
  1. Previously reported.
  2. 20% of these options become exercisable on each of January 2, 2010, 2011, 2012, 2013 and 2014.
  3. 20% of these options become exercisable on each of January 4, 2010, 2011, 2012, 2013 and 2014.
  4. 20% of these options become exercisable on each of January 3, 2011, 2012, 2013, 2014 and 2015.
  5. (1/3) of these shares become exercisable on each of March 25, 2015, 2016 and 2017.