Filing Details

Accession Number:
0001246360-14-002912
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-06-12 18:07:09
Reporting Period:
2014-06-11
Filing Date:
2014-06-12
Accepted Time:
2014-06-12 17:07:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
911326 Synageva Biopharma Corp GEVA Biological Products, (No Disgnostic Substances) (2836) 561808663
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1532475 Alan Mark Goldberg 33 Hayden Ave
Lexington MA 02421
Evp, Medical & Reg. Strategy No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-06-11 1,926 $0.95 2,385 No 4 M Direct
Common Stock Acquisiton 2014-06-11 18,637 $8.73 21,022 No 4 M Direct
Common Stock Acquisiton 2014-06-11 1,034 $0.95 22,056 No 4 M Direct
Common Stock Disposition 2014-06-11 21,597 $80.00 459 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2014-06-11 1,926 $0.00 1,926 $0.95
Common Stock Stock Option (Right to Buy) Disposition 2014-06-11 1,034 $0.00 1,034 $0.95
Common Stock Stock Option (Right to Buy) Disposition 2014-06-11 18,637 $0.00 18,637 $8.73
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2019-07-01 No 4 M Direct
0 2019-12-15 No 4 M Direct
49,066 2021-09-22 No 4 M Direct
Footnotes
  1. The stock option exercise and sale of shares of common stock ("Shares") reported in this Form 4 was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on March 10, 2014.
  2. The stock option granted the reporting person an option to purchase 13,202 Shares. 25% of such Shares vested and became exercisable on 07/01/2010, and 1/36 of the remainder of such Shares vested and became exercisable monthly thereafter.
  3. The stock option granted the reporting person an option to purchase 4,125 Shares. 25% of such Shares vested and became exercisable on 12/15/2010, and 1/36 of the remainder of such Shares vest and become exercisable monthly thereafter.
  4. The Stock Option granted the reporting person an option to purchase 88,703 shares of Common Stock (the "Shares"). 25% of the Shares vested and became exercisable on 09/06/2012, and 1/36 of the remainder of the Shares vest and become exercisable monthly thereafter.