Filing Details
- Accession Number:
- 0001140361-14-025390
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-12 16:49:46
- Reporting Period:
- 2014-06-10
- Filing Date:
- 2014-06-12
- Accepted Time:
- 2014-06-12 16:49:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 58592 | 4Licensing Corp | FOUR | Patent Owners & Lessors (6794) | 132691380 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1254975 | Jay Emmett | C/O 4Licensing Corporation 767 Third Avenue, 17Th Floor New York NY 10017 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-06-10 | 6,800 | $0.26 | 52,100 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-06-10 | 5,000 | $1.39 | 47,100 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-06-10 | 1,800 | $1.38 | 45,300 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-06-11 | 5,000 | $0.26 | 50,300 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-06-11 | 5,000 | $1.39 | 45,300 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Nonstatutory Stock Option (right to buy) | Acquisiton | 2014-06-10 | 6,800 | $0.00 | 6,800 | $0.26 |
| Common Stock | Nonstatutory Stock Option (right to buy) | Acquisiton | 2014-06-11 | 5,000 | $0.00 | 5,000 | $0.26 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 191,900 | 2023-02-27 | No | 4 | M | Direct | |
| 186,900 | 2023-02-27 | No | 4 | M | Direct |
Footnotes
- The option vested in three even installments beginning on the grant date and on each of the following two annual anniversaries thereof.
Billionaire Hedge Funds
