Filing Details
- Accession Number:
- 0001140361-14-025286
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-12 12:11:51
- Reporting Period:
- 2014-06-10
- Filing Date:
- 2014-06-12
- Accepted Time:
- 2014-06-12 12:11:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1172136 | Us Geothermal Inc | HTM | Electric Services (4911) | 841472231 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1427835 | D Kerry Hawkley | C/O Us Geothermal Inc. 390 E. Parkcenter Blvd., Suite 250 Boise ID 83706 | Cfo And Corporate Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2014-06-10 | 50,000 | $0.31 | 198,649 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-06-10 | 50,000 | $0.64 | 148,649 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-06-10 | 50,000 | $0.00 | 50,000 | $0.31 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 100,000 | 2017-08-24 | No | 4 | M | Direct |
Footnotes
- The options vest as follows: 25% on 8/24/12; 25% on 2/24/13; 25% on 8/24/13; and 25% on 2/24/14.
Billionaire Hedge Funds
