Filing Details

Accession Number:
0001209191-14-040624
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-06-11 17:31:01
Reporting Period:
2014-06-10
Filing Date:
2014-06-11
Accepted Time:
2014-06-11 17:31:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1269021 Portola Pharmaceuticals Inc PTLA Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1252522 Nicholas Galakatos C/O Mpm Asset Management
200 Clarendon Street, 54Th Floor
Boston MA 02116
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-06-10 965 $23.36 0 No 4 S Direct
Common Stock Disposition 2014-06-10 404 $23.36 0 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Indirect See footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 19,672 Indirect MPM Asset Management Investors 2003 BVIII LLC
Common Stock 85,874 Indirect MPM BioVentures III GmbH & Co. Beteiligungs KG
Common Stock 30,686 Indirect MPM BioVentures III Parallel Fund, L.P.
Common Stock 68,320 Indirect MPM BioVentures III, L.P.
Common Stock 1,016,120 Indirect MPM BioVentures III-QP, L.P.
Footnotes
  1. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.22 to $23.76, inclusive. The reporting person undertakes to provide Portola Pharmaceuticals, Inc., any security holder of Portola Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
  2. These shares were held by AAG Peakham LLC. Dr. Galakatos is a manager of AAG Peakham LLC.
  3. MPM BioVentures III GP, L.P. and MPM BioVentures III LLC ("MPM III LLC") are the direct and indirect general partners of MPM BioVentures III, L.P., MPM BioVentures III-QP, L.P., MPM BioVentures III GmbH & Co. Beteiligungs KG and MPM BioVentures III Parallel Fund, L.P. Dr. Galakatos is a Series A Member of MPM BioVentures III LLC and Manager of MPM Asset Management Investors 2003 BVIII LLC and shares voting and dispositive power over the shares held by MPM BioVentures III, L.P., MPM BioVentures III-QP, L.P., MPM BioVentures III GmbH & Co. Beteiligungs KG, MPM BioVentures III Parellel Fund, L.P. and MPM Asset Management Investors 2003 BVIII LLC. Dr. Galakatos disclaims beneficial ownership of the shares identified in this footnote except to the extent of his respective proportionate pecuniary interest in such share.