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Filing Details

Accession Number:
0001578930-14-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-06-11 17:28:54
Reporting Period:
2014-06-09
Filing Date:
2014-06-11
Accepted Time:
2014-06-11 17:28:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1024305 Coty Inc. COTY Perfumes, Cosmetics & Other Toilet Preparations (2844) 133823358
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1578930 E. James Shiah Coty Inc.
350 Fifth Avenue
New York NY 10118
Svp, Chief Acct. & Compl. Off. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2014-06-09 47,000 $10.20 81,813 No 4 M Direct
Class A Common Stock Acquisiton 2014-06-09 49,213 $6.40 131,026 No 4 M Direct
Class A Common Stock Disposition 2014-06-09 96,213 $17.81 34,813 No 4 S Direct
Class A Common Stock Acquisiton 2014-06-10 50,787 $6.40 85,600 No 4 M Direct
Class A Common Stock Acquisiton 2014-06-10 10,000 $6.40 95,600 No 4 M Direct
Class A Common Stock Disposition 2014-06-10 95,600 $17.45 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Stock Option (right to buy) Disposition 2014-06-09 47,000 $10.20 47,000 $10.20
Class A Common Stock Stock Option (right to buy) Disposition 2014-06-09 49,213 $6.40 49,213 $6.40
Class A Common Stock Stock Option (right to buy) Disposition 2014-06-10 50,787 $6.40 50,787 $6.40
Class A Common Stock Stock Option (right to buy) Disposition 2014-06-10 10,000 $6.40 10,000 $6.40
Class A Common Stock Stock Option (right to buy) Disposition 2014-06-10 15,000 $0.00 15,000 $9.20
Class A Common Stock Stock Option (right to buy) Disposition 2014-06-10 13,000 $0.00 13,000 $10.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2012-09-10 2017-09-10 No 4 M Direct
50,787 2014-01-07 2019-01-07 No 4 M Direct
0 2014-01-07 2019-01-07 No 4 M Direct
0 2014-03-02 2019-03-09 No 4 M Direct
0 2015-12-03 2020-12-03 No 4 D Direct
0 2017-01-10 2022-01-10 No 4 D Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.63 to $18.22, inclusive. The reporting person undertakes to provide to Coty Inc., any security holder of Coty Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. A portion of the shares sold were for the payment of the exercise price of the Stock Options and related withholding taxes.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.29 to $17.88, inclusive. The reporting person undertakes to provide to Coty Inc., any security holder of Coty Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. A portion of the shares sold were for the payment of the exercise price of the Stock Options and related withholding taxes.
  3. The transactions represent forfeiture of matching stock options ("Matching Equity") issued under the Company's executive ownership programs in connection with the purchase of shares of Common Stock by the reporting person. Matching Equity is forfeited if the reporting person sells shares to which the Matching Equity relates prior to the 5th anniversary of purchase.