Filing Details

Accession Number:
0001209191-14-039993
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-06-09 20:19:10
Reporting Period:
2014-06-06
Filing Date:
2014-06-09
Accepted Time:
2014-06-09 19:19:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1563855 Sophiris Bio Inc. SPHS Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1261140 L James Heppell C/O Sophiris Bio Inc.
1258 Prospect Street
La Jolla CA 90237
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-06-06 19,231 $2.59 0 No 4 S Indirect Lions Liquidity Investment Fund I Limited Partnership
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Lions Liquidity Investment Fund I Limited Partnership
Footnotes
  1. Lions Liquidity Investment Fund I Limited Partnership ("the Fund") is being dissolved and as part of the dissolution the Fund is required to sell all of its security holdings including the shares the Fund held of Sophiris Bio Inc.
  2. The weighted average sales price for the transaction reported was $2.59, and the range of prices were between $2.59 and $2.70. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price will be provided.