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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1568832	Rcs Capital Corp	RCAP	Security Brokers, Dealers & Flotation Companies (6211)	383894716

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1018007	Mark Auerbach	C/O Rcs Capital Corporation 405 Park Ave., 15Th Floor New York NY 10022		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2014-06-05	1,000	$20.20	1,000	No	4	P	Direct
Common Stock	Acquisiton	2014-06-09	10,000	$21.00	11,000	No	4	A	Direct
Common Stock	Acquisiton	2014-06-09	1,429	$29.74	12,429	No	4	A	Direct
Common Stock	Acquisiton	2014-06-09	404	$29.74	12,833	No	4	A	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	P	Direct
No	4	A	Direct
No	4	A	Direct
No	4	A	Direct

Footnotes

Restricted shares of common stock issued pursuant to the issuer's Restricted Share Plan. Restricted shares vest ratably over a three year period beginning on February 3, 2015.
Restricted shares of common stock issued pursuant to the issuer's Restricted Share Plan. Restricted shares vest ratably over a three year period beginning on May 29, 2015.
Restricted shares received in lieu of cash for board services. Restricted shares vest ratably over a three year period beginning on May 29, 2015.