Filing Details
- Accession Number:
- 0001024305-14-000014
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-09 17:35:25
- Reporting Period:
- 2014-06-05
- Filing Date:
- 2014-06-09
- Accepted Time:
- 2014-06-09 17:35:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1024305 | Coty Inc. | COTY | Perfumes, Cosmetics & Other Toilet Preparations (2844) | 133823358 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1578914 | Ralph Macchio | Coty Inc. 350 Fifth Avenue New York NY 10118 | Svp Of Global R&D, Cso | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2014-06-05 | 57,900 | $6.40 | 101,303 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2014-06-05 | 57,900 | $16.83 | 43,403 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2014-06-06 | 17,100 | $6.40 | 60,503 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2014-06-06 | 60,503 | $17.56 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Option (right to buy) | Disposition | 2014-06-05 | 57,900 | $6.40 | 57,900 | $6.40 |
| Class A Common Stock | Stock Option (right to buy) | Disposition | 2014-06-05 | 17,100 | $6.40 | 17,100 | $6.40 |
| Class A Common Stock | Stock Option (right to buy) | Disposition | 2014-06-05 | 20,000 | $9.20 | 20,000 | $9.20 |
| Class A Common Stock | Stock Option (right to buy) | Disposition | 2014-06-05 | 20,000 | $10.50 | 20,000 | $10.50 |
| Class A Common Stock | Restricted Stock Units | Disposition | 2014-06-05 | 478 | $0.00 | 478 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 17,100 | 2014-01-07 | 2019-01-07 | No | 4 | M | Direct |
| 0 | 2014-01-07 | 2019-01-07 | No | 4 | M | Direct |
| 0 | 2015-12-03 | 2020-12-03 | No | 4 | J | Direct |
| 0 | 2017-01-10 | 2022-01-10 | No | 4 | J | Direct |
| 75,000 | No | 4 | J | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.66 to $16.94, inclusive. The reporting person undertakes to provide to Coty Inc., any security holder of Coty Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. A portion of the shares sold were for the payment of the exercise price of the Stock Options and related withholding taxes.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.11 to $17.84, inclusive. The reporting person undertakes to provide to Coty Inc., any security holder of Coty Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. A portion of the shares sold were for the payment of the exercise price of the Stock Options and related withholding taxes.
- The transactions represent forfeiture of matching stock options and matching Restricted Stock Units ("Matching Equity") issued under the Company's executive ownership programs in connection with the purchase of shares of Common Stock by the reporting person. Matching Equity is forfeited if the reporting person sells shares to which the Matching Equity relates prior to the 5th anniversary of purchase.
- Upon vesting, each Restricted Stock Unit settles for one share of Class A common stock of Coty Inc.
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