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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2014-06-09 17:45:10
Reporting Period:
Filing Date:
Accepted Time:
2014-06-09 16:45:10
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
935419 Ricks Cabaret International Inc RICK Retail-Eating & Drinking Places (5810) 760458229
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1093339 L Robert Watters 1239 2Nd Street
New Orleans LA US 70130
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-06-05 11,443 $8.78 11,443 No 4 M Direct
Common Stock Disposition 2014-06-05 11,443 $10.74 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options Disposition 2014-06-05 11,443 $0.00 11,443 $8.78
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-06-27 2014-06-27 No 4 M Direct
  1. Exercise of stock options.