Filing Details
- Accession Number:
- 0001181431-14-023251
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-09 15:05:12
- Reporting Period:
- 2014-06-04
- Filing Date:
- 2014-06-09
- Accepted Time:
- 2014-06-09 15:05:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1000298 | Impac Mortgage Holdings Inc | IMH | Real Estate Investment Trusts (6798) | 330675505 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1189402 | William Ashmore | 19500 Jamboree Road Irvine CA 92612 | President And Director | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-06-04 | 10,400 | $5.67 | 112,567 | No | 4 | S | Indirect | by Trust |
| Common Stock | Disposition | 2014-06-05 | 24,600 | $5.58 | 87,967 | No | 4 | S | Indirect | by Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | by Trust |
| No | 4 | S | Indirect | by Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 4,153 | Indirect | 401K |
| Common Stock | 2,342 | Indirect | by PSP |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Non_Qualified Stock Option (right to buy) | $2.73 | 2011-12-03 | 2020-12-03 | 16,000 | 16,000 | Direct |
| Common Stock | Non_Qualified Stock Option (right to buy) | $13.81 | 2013-11-27 | 2022-11-27 | 29,250 | 29,250 | Direct |
| Common Stock | Non_Qualified Stock Option (right to buy) | $10.65 | 2014-07-23 | 2023-07-23 | 25,000 | 25,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2020-12-03 | 16,000 | 16,000 | Direct |
| 2022-11-27 | 29,250 | 29,250 | Direct |
| 2023-07-23 | 25,000 | 25,000 | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.53 to $5.63. The reporting person undertakes to provide to Impac Mortgage Holdings, Inc., any security holder of Impac, or the staff of the Securities and Exchange Commission, upon receipt, full information regarding the number of shares sold at each seperate price within the ranges set forth in footnote (1) of this Form 4.
- These options are fully vested.
- The awards vest equally annually in 1/2 increments beginning on November 27, 2013.
- These awards vest annually in 1/3 increments beginning on July 23, 2014.
Billionaire Hedge Funds
