Filing Details
- Accession Number:
- 0001209191-14-039690
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-06 19:07:25
- Reporting Period:
- 2014-06-05
- Filing Date:
- 2014-06-06
- Accepted Time:
- 2014-06-06 18:07:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 866970 | Lighting Science Group Corp | LSCG | Electric Lighting & Wiring Equipment (3640) | 232596710 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1254472 | R Donald Harkleroad | Building 2A, 1227 South Patrick Drive Satellite Beach FL 32937 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-06-05 | 5,000 | $0.37 | 281,199 | No | 4 | S | Indirect | By The Bristol Company |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By The Bristol Company |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 643,014 | Direct |
Footnotes
- Represents the weighted average sale price of $0.37 rounded to the nearest hundredths. The lowest price at which the shares were sold was $0.365 and the highest price at which the shares were sold was $0.367. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
- The reporting person is the sole shareholder of The Bristol Company and as such may be deemed to beneficially own the shares held by The Bristol Company.
Billionaire Hedge Funds
