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Home > Insider Trading > Filing (0001010549-14-000295)

Filing Details

Accession Number:: 0001010549-14-000295
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-06-06 17:22:25
Reporting Period:: 2014-06-04

Filing Date:: 2014-06-06
Accepted Time:: 2014-06-06 16:22:25
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
17313	Capital Southwest Corp	CSWC	()	751072796

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1413614	B Joseph Armes	12900 Preston Road Suite 700 Dallas TX 75230	President And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-06-04	1,802	$35.25	4,802	No	4	P	Indirect	JBA Family Partners, LP
Common Stock	Acquisiton	2014-06-05	847	$35.49	5,649	No	4	P	Indirect	JBA Family Partners, LP
Common Stock	Acquisiton	2014-06-05	353	$35.00	6,002	No	4	P	Indirect	JBA Family Partners, LP

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	JBA Family Partners, LP
No	4	P	Indirect	JBA Family Partners, LP
No	4	P	Indirect	JBA Family Partners, LP

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	5,000	Direct

Footnotes

These shares are held by JBA Family Partners, LP, a limited partnership of which the reporting person and his wife are 50% owners of the general partner.