Filing Details

Accession Number:
0001181431-14-022980
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-06-05 19:05:42
Reporting Period:
2014-06-03
Filing Date:
2014-06-05
Accepted Time:
2014-06-05 19:05:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
900349 Perry Ellis International Inc PERY Men's & Boys' Furnishgs, Work Clothg, & Allied Garments (2320) 591162998
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1032826 Fanny Hanono 3000 N.w. 107Th Avenue
Miami FL 33172
Secretary And Treasurer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-06-03 15,000 $17.05 372,781 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 18,932 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Appreciation Right $18.19 2013-03-19 2019-03-18 4,412 4,412 Direct
Common Stock Stock Appreciation Right $28.38 2012-04-11 2018-04-10 2,850 2,850 Direct
Common Stock Stock Appreciation Right $24.93 2011-04-19 2017-04-18 3,476 3,476 Direct
Common Stock Stock Options $4.63 2010-03-18 2019-03-17 10,000 10,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2019-03-18 4,412 4,412 Direct
2018-04-10 2,850 2,850 Direct
2017-04-18 3,476 3,476 Direct
2019-03-17 10,000 10,000 Direct
Footnotes
  1. Owned by the Fanny Hanono Revocable Trust UAD 07/06/11, of which the Reporting Person is the Trustee.
  2. Includes (i) 5,553 shares of restricted stock granted under the Perry Ellis International, Inc. Second Amended and Restated 2005 Long-Term Incentive Compensation Plan, as may be amended and restated from time to time (the "Plan"), which vest in three equal annual installments commencing on April 28, 2015; (ii) 2,714 shares of restricted stock granted under the Plan, which vest in two equal annual installments commencing on April 30, 2015; and (iii)(A) 2,501 shares of restricted stock granted under the Plan in March 2012, and (B) 4,069 shares of restricted stock granted under the Plan in April 2013, which each vest up to 100% provided that certain performance goals have been achieved and the Reporting Person is still an employee of the Company as of the last day of fiscal 2015 and fiscal 2016, respectively. With respect to the grants set forth in (iii)(A) and (B), the Reporting Person may be entitled to additional restricted stock in the event the Company exceeds the performance goals.
  3. Of the shares subject to the stock appreciation right, 2,941 shares are fully vested. The remaining 1,471 shares shall vest and become exercisable on March 19, 2015.