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Home > Insider Trading > Filing (0001144204-14-036002)

Filing Details

Accession Number:
0001144204-14-036002
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-06-05 18:28:10
Reporting Period:
2014-06-03
Filing Date:
2014-06-05
Accepted Time:
2014-06-05 18:28:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1487918 Ofs Capital Corp OFS () 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1522388 R. Glenn Pittson C/O Ofs Capital Corporation
10 South Wacker Drive, Suite 2500
Chicago IL 60606		 Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Show Other Fields >>
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-06-03 10,000 $12.75 54,966 No 4 P Direct
Common Stock Acquisiton 2014-06-04 2,100 $12.75 57,066 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 4,500 Indirect By daughter
Common Stock 4,000 Indirect By daughter
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.73 to $12.75, inclusive. The reporting person undertakes to provide to OFS Capital Corporation, any security holder of OFS Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote to this Form 4.