Filing Details

Accession Number:
0001140361-14-024672
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-06-05 17:27:38
Reporting Period:
2014-06-03
Filing Date:
2014-06-05
Accepted Time:
2014-06-05 17:27:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
878932 Equus Total Return Inc. EQS () 760345915
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1206636 T Michael Tokarz 287 Bowman Avenue, 2Nd Floor
Purchase NY 10577
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-06-03 850,000 $2.40 3,474,557 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
Footnotes
  1. The shares are held by MVC Capital, Inc., a registered non-diversified, closed-end management investment company that has elected to be regulated as a business development company under the Investment Company Act of 1940 ("MVC"). The Reporting Person controls MVC's investment adviser, which makes investment decisions on behalf of MVC pursuant to an investment advisory agreement. The Reporting Person disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein.