Filing Details

Accession Number:
0001242538-14-000001
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-06-05 13:32:53
Reporting Period:
2014-06-05
Filing Date:
2014-06-05
Accepted Time:
2014-06-05 13:32:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
851169 Brookfield Total Return Fund Inc HTR () 132529369
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1242538 L Rodman Drake C/o Brookfield Investment Management Inc
Brookfield Place, 250 Vesey St, 15Th Fl
New York NY 10281-1023
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-06-05 390 $24.53 6,712 No 4 P Indirect Parent of Philip L. Drake
Common Stock Acquisiton 2014-06-05 610 $24.53 7,322 No 4 P Indirect Parent of Stephan R. Drake
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Parent of Philip L. Drake
No 4 P Indirect Parent of Stephan R. Drake
Footnotes
  1. Philip L. Drake Trust
  2. Total shares own by the Trust is 1,152.3906 after this filing
  3. Stephan R. Drake Trust
  4. Total Shares own by the Trust is 1,372.3906 after this filing