Filing Details

Accession Number:
0001127602-14-019956
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-06-04 18:45:10
Reporting Period:
2014-06-03
Filing Date:
2014-06-04
Accepted Time:
2014-06-04 18:45:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
808362 Baker Hughes Inc BHI Oil & Gas Field Machinery & Equipment (3533) 760207995
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1451013 Derek Mathieson 2929 Allen Parkway, Suite 2100
Houston TX 77019
Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $1.00 Par Value Disposition 2014-06-03 23,339 $70.05 27,075 No 4 S Direct
Common Stock, $1.00 Par Value Acquisiton 2014-06-03 3,999 $29.18 31,074 No 4 M Direct
Common Stock, $1.00 Par Value Disposition 2014-06-03 3,999 $70.25 27,075 No 4 S Direct
Common Stock, $1.00 Par Value Acquisiton 2014-06-03 15,703 $39.52 42,778 No 4 M Direct
Common Stock, $1.00 Par Value Disposition 2014-06-03 15,703 $70.18 27,075 No 4 S Direct
Common Stock, $1.00 Par Value Acquisiton 2014-06-03 9,085 $47.28 36,160 No 4 M Direct
Common Stock, $1.00 Par Value Disposition 2014-06-03 9,085 $70.15 27,075 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, $1.00 Par Value Stock Option (Right to Buy) Disposition 2014-06-03 3,999 $0.00 3,999 $29.18
Common Stock, $1.00 Par Value Stock Option (Right to Buy) Disposition 2014-06-03 15,703 $0.00 15,703 $39.52
Common Stock, $1.00 Par Value Stock Option (Right to Buy) Disposition 2014-06-03 9,085 $0.00 9,085 $47.28
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2019-01-21 No 4 M Direct
0 2019-07-22 No 4 M Direct
2,115 2020-01-19 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.03 - $70.13, inclusive. The reporting person undertakes to provide to Baker Hughes Incorporated, any security holder of Baker Hughes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.246 - $70.25, inclusive. The reporting person undertakes to provide to Baker Hughes Incorporated, any security holder of Baker Hughes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.17 - $70.22, inclusive. The reporting person undertakes to provide to Baker Hughes Incorporated, any security holder of Baker Hughes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.14 - $70.17, inclusive. The reporting person undertakes to provide to Baker Hughes Incorporated, any security holder of Baker Hughes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  5. The option vested in three equal annual installments beginning one year from the date of grant.