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Home > Insider Trading > Filing (0001246360-14-002812)

Filing Details

Accession Number:
0001246360-14-002812
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-06-04 16:56:08
Reporting Period:
2014-06-02
Filing Date:
2014-06-04
Accepted Time:
2014-06-04 16:56:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1383803 Jmp Group Inc. JMP Security Brokers, Dealers & Flotation Companies (6211) 201450327
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1398113 A Joseph Jolson 600 Montgomery Street, Suite 1100
San Francisco CA 94111		 Ceo No No No No
Reported Non-Derivative Transactions
Show Other Fields >>
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-06-02 20,000 $6.49 1,607,900 No 4 P Indirect By Jolson 1991 Trust
Common Stock Acquisiton 2014-06-03 20,000 $6.47 1,627,900 No 4 P Indirect By Jolson 1991 Trust
Common Stock Acquisiton 2014-06-04 18,200 $6.49 1,646,100 No 4 P Indirect By Jolson 1991 Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Jolson 1991 Trust
No 4 P Indirect By Jolson 1991 Trust
No 4 P Indirect By Jolson 1991 Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 75,000 Indirect By Foundation
Common Stock 71,448 Direct
Common Stock 1,280,687 Indirect By Jolson 1996 Trust
Footnotes
  1. Reflects shares of common stock held by The Jolson Family Foundation, of which Mr. Jolson is President and Treasurer. Mr. Jolson disclaims beneficial ownership of the shares.
  2. Reflects shares of common stock held by the Joseph A. Jolson 1996 Trust dtd 3/7/96, of which Mr. Jolson is a trustee.
  3. Common Stock purchased pursuant to a Rule 10b5-1 Purchase Plan.
  4. Reflects shares of common stock held by the Joseph A. Jolson 1991 Trust , of which Mr. Jolson is a trustee.
  5. Reflects shares of common stock held by the Joseph A. Jolson 1991 Trust , of which Mr. Jolson is a trustee.