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Home > Insider Trading > Filing (0001230245-14-000154)

Filing Details

Accession Number:: 0001230245-14-000154
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-06-04 16:41:20
Reporting Period:: 2014-05-12

Filing Date:: 2014-06-04
Accepted Time:: 2014-06-04 16:41:20
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1230245	Piper Jaffray Companies	PJC	Security Brokers, Dealers & Flotation Companies (6211)	300168701

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1566456	W John Geelan	800 Nicollet Mall Minneapolis MN 55402	General Counsel	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2014-05-12	1,136	$43.54	0	No	4	S	Indirect	By PJC Retirement Plan

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By PJC Retirement Plan

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	998	Direct

Footnotes

Due to a percentage-based reallocation of the reporting person's 401(k) portfolio, the reporting person inadvertently caused the disposition of Piper Jaffray Companies common stock into other investment options within the Piper Jaffray Companies Retirement Plan, and the disposition was not timely reported.