Filing Details

Accession Number:
0001209191-14-038918
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-06-04 12:20:03
Reporting Period:
2014-06-02
Filing Date:
2014-06-04
Accepted Time:
2014-06-04 12:20:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
722256 Hudson Valley Holding Corp HVB State Commercial Banks (6022) 133148745
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1596368 E Michael Finn C/O 21 Scarsdale Rd
Yonkers NY 10707
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-06-02 575 $17.55 4,575 No 4 P Indirect by 401(k) Plan of former employer
Common Stock Acquisiton 2014-06-03 1,425 $17.40 6,000 No 4 P Indirect by 401(k) Plan of former employer
Common Stock Acquisiton 2014-06-03 202 $17.30 6,202 No 4 P Indirect by 401(k) Plan of former employer
Common Stock Acquisiton 2014-06-03 298 $17.37 6,500 No 4 P Indirect by 401(k) Plan of former employer
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect by 401(k) Plan of former employer
No 4 P Indirect by 401(k) Plan of former employer
No 4 P Indirect by 401(k) Plan of former employer
No 4 P Indirect by 401(k) Plan of former employer
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 10,255 Direct
Footnotes
  1. Includes 7,500 shares of Restricted Stock which vest over 4 years on the anniversary of the grant commencing 01/13/2015, at a rate of 20% for each of the first and second years and a rate of 30% for each of the third and fourth years (1,500 shares will vest on each of 01/13/2015 and 01/13/2016 and 2,250 shares will vest on each of 01/13/2017 and 01/13/2018).
  2. Includes 2,755 shares of Restricted Stock Award which vest over 3 years on the anniversary of the grant commencing 02/20/2015, at a rate of 33.3% for each year (919 shares will vest on 02/20/2015 and 918 shares will vest on each of 02/20/2016 and 02/20/2017).