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Filing Details

Accession Number:: 0001381668-14-000044
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-06-04 10:32:17
Reporting Period:: 2014-06-02

Filing Date:: 2014-06-04
Accepted Time:: 2014-06-04 10:32:17
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1381668	Tfs Financial Corp	TFSL	Savings Institution, Federally Chartered (6035)	522054948

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1530942	C Terence Paulett	7007 Broadway Avenue Cleveland OH 44105	Chief Risk Off Of Subsidiary	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2014-06-02	50,000	$11.74	50,000	No	4	M	Direct
Common Stock	Disposition	2014-06-02	45,649	$13.47	4,351	No	4	F	Direct
Common Stock	Disposition	2014-06-02	4,351	$13.37	0	No	4	S	Direct
Common Stock	Acquisiton	2014-06-02	13,900	$9.43	13,900	No	4	M	Direct
Common Stock	Disposition	2014-06-02	11,064	$13.47	2,836	No	4	F	Direct
Common Stock	Disposition	2014-06-02	2,836	$13.37	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (right to buy)	Disposition	2014-06-02	50,000	$0.00	50,000	$11.74
Common Stock	Employee Stock Option (right to buy)	Disposition	2014-06-02	13,900	$0.00	13,900	$9.43

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2018-08-10	No	4	M	Direct
27,800		2022-12-15	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	17,482	Direct
Common Stock	5,725	Indirect	By 401(k)
Common Stock	5,328	Indirect	By ESOP

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Employee Stock Option (right to buy)	$11.64	2023-12-03	28,700	28,700	Direct
Common Stock	Restricted Stock Units	$0.00		3,867	3,867	Direct
Common Stock	Restricted Stock Units	$0.00		20,000	20,000	Direct
Common Stock	Restricted Stock Units	$0.00		4,200	4,200	Direct
Common Stock	Employee Stock Option (right to buy)	$8.61	2021-12-14	40,000	40,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2023-12-03	28,700	28,700	Direct
	3,867	3,867	Direct
	20,000	20,000	Direct
	4,200	4,200	Direct
2021-12-14	40,000	40,000	Direct

Footnotes

Corresponds to the exercise price of the stock options.
Represents shares of common stock delivered to the issuer in payment by the reporting person of the options exercise price and withholding tax. This transaction is exempt under Rule 16b-3(e).
Shares are held with shared voting power with spouse.
Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended.
The reporting person received a grant of 50,000 stock options that vest in three equal annual installments beginning August 11, 2011. The reporting person exercised 50,000 of his stock options on June 2, 2014.
The reporting person received a grant of 41,700 stock options on December 28, 2012. These stock options vest in three equal installments beginning December 15, 2013. The reporting person exercised 13,900 of his stock options on June 2, 2014.
As reported on a Form 4 dated December 12, 2013, the reporting person received a grant of 28,700 stock options on December 3, 2013. These stock options vest in three equal installments beginning December 3, 2014.
Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.
The reporting person received a grant of 5,800 restricted stock units ("RSU's") on December 28, 2012. These RSU's vest in three equal annual installments beginning December 15, 2013.
The reporting person received a grant of 20,000 restricted stock units on December 19, 2011, which vest 100% on December 15, 2014.
As reported on a Form 4 dated May 14, 2009, the reporting person received a grant of 4,200 restricted stock units that vest in four equal annual installments beginning on May 12, 2010. Vested shares may be distributed to the reporting person only after that person's termination of employment with TFS Financial Corporation.
The reporting person received a grant of 40,000 stock options on December 19, 2011, which vest 100% on December 15, 2014.