Filing Details
- Accession Number:
- 0001209191-14-038842
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-03 21:00:26
- Reporting Period:
- 2014-06-02
- Filing Date:
- 2014-06-03
- Accepted Time:
- 2014-06-03 21:00:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 59440 | Vector Group Ltd | VGR | Cigarettes (2111) | 650949535 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1281070 | J Ronald Bernstein | C/O Liggett Vector Brands Llc 3800 Paramount Parkway Morrisville NC 27560 | President Subsidiary | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-06-02 | 50,000 | $12.01 | 123,869 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-06-02 | 50,000 | $20.49 | 73,869 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-06-03 | 25,000 | $12.01 | 98,869 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-06-03 | 25,000 | $20.11 | 73,869 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee stock option (right to buy) | Disposition | 2014-06-02 | 15,646 | $12.01 | 15,646 | $12.01 |
| Common Stock | Employee stock option (right to buy) | Disposition | 2014-06-02 | 34,354 | $12.01 | 34,354 | $12.01 |
| Common Stock | Employee stock option (right to buy) | Disposition | 2014-06-03 | 25,000 | $12.01 | 25,000 | $12.01 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 184,682 | 2007-12-31 | 2016-08-16 | No | 4 | M | Direct |
| 150,328 | 2008-12-31 | 2016-08-16 | No | 4 | M | Direct |
| 125,328 | 2008-12-31 | 2016-08-16 | No | 4 | M | Direct |
Footnotes
- Represents the weighted average sales price for price increments ranging from $20.275 to $20.95. The Reporting Person undertakes to provide, upon request for the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of nonderivative securities sold at each separate price for all transactions reported on this Form 4.
- Represents the weighted average sales price for price increments ranging from $20.02 to $20.27. The Reporting Person undertakes to provide, upon request for the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of nonderivative securities sold at each separate price for all transactions reported on this Form 4.
Billionaire Hedge Funds
