Filing Details
- Accession Number:
- 0001181431-14-022341
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-06-03 15:43:35
- Reporting Period:
- 2014-05-30
- Filing Date:
- 2014-06-03
- Accepted Time:
- 2014-06-03 15:43:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 815065 | Steris Corp | STE | Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) | 341482024 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1578804 | Adam John Zangerle | 5960 Heisley Road Mentor OH 44060 | Vp, Gen Counsel, And Sec. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares, No Par Value | Acquisiton | 2014-05-30 | 2,252 | $0.00 | 15,064 | No | 4 | A | Direct | |
| Common Shares, No Par Value | Acquisiton | 2014-06-02 | 2,000 | $24.45 | 17,064 | No | 4 | M | Direct | |
| Common Shares, No Par Value | Disposition | 2014-06-02 | 2,000 | $53.45 | 15,064 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares, No Par Value | Option to Purchase Common Shares | Acquisiton | 2014-05-30 | 12,252 | $0.00 | 12,252 | $53.52 |
| Common Shares, No Par Value | Employee Stock Option Exercise | Disposition | 2014-06-02 | 2,000 | $0.00 | 2,000 | $24.45 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 12,252 | 2024-05-30 | No | 4 | A | Direct | |
| 925 | 2015-06-16 | No | 4 | M | Direct |
Footnotes
- This represents the sales price of the shares sold.
- 11,852 of these Common Shares are restricted. The restrictions on these Common Shares lapse as follows: 1,200 on June 1, 2015; 1,400 on May 31, 2016; 1,000 on August 1, 2016; 1,000 on November 28, 2016; 5,000 on May 31, 2017 and 2,252 on May 30, 2018.
- These options become exercisable as follows: 3,063 on May 30, 2015; 3,063 on May 30, 2016; 3,063 on May 30, 2017 and 3,063 on May 30, 2018.
- These options became exercisable as follows: 975 on May 16, 2007, 975 on May 16, 2008 and 50 on May 16, 2009.
- This exercise and sale of a total of 2,000 Common Shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on November 20, 2013.
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