- Accession Number:
- Form Type:
- Zero Holdings:
- Publication Time:
- 2014-06-03 13:43:35
- Reporting Period:
- Filing Date:
- Accepted Time:
- 2014-06-03 13:43:35
- Original Submission Date:
- SEC Url:
- Form 4 Filing
|Cik||Name||Symbol||Sector (SIC)||IRS No|
|1123494||Harvard Bioscience Inc||HBIO||Laboratory Analytical Instruments (3826)||043306140|
|Cik||Name||Reported Address||Insider Title||Director||Officer||Large Shareholder||Other|
|1281069||J Neal Harte||Unit # 1 |
83 Church Street
Winchester MA 01890
Reported Non-Derivative Transactions
|Sec. Name||Acquisiton - Disposition||Date||Amount||Price||Remaning Holdings||Equity Swap Involved||Form Type||Code||Nature of Ownership||Explanation|
|Equity Swap Involved||Form Type||Code||Nature of Ownership||Explanation|
Reported Derivative Transactions
|Sec. Name||Sec. Type||Acquisiton - Disposition||Date||Amount||Price||Amount - 2||Price - 2|
|Common Stock, Par Value $0.01 Per Share||Stock option (right to buy)||Disposition||2014-05-29||13,317||$0.00||13,317||$3.82|
|Remaning Holdings||Exercise Date||Expiration Date||Equity Swap Involved||Transaction Form Type||Transaction Code||Nature of Ownership|
- Represents shares sold to cover the exercise price of the option as part of a broker-assisted cashless exercise.
- Includes a deferred stock award of 19,400 restricted stock units which shall fully vest on May 30, 2015.
- Includes (a) a deferred stock award of 19,400 restricted stock units which shall fully vest on May 30, 2015; and (b) a deferred stock award of 3,688 restricted stock units which shall fully vest on June 1, 2015; and (c) 21,570 shares of common stock held by the Reporting Person.
- The options vested in three equal installments on June 21, 2005, 2006 and 2007.
- This transaction was executed in multiple trades at prices ranging from $4.2647 to $4.2721. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.