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Filing Details

Accession Number:
0001144204-14-035138
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-06-02 18:41:46
Reporting Period:
2014-05-28
Filing Date:
2014-06-02
Accepted Time:
2014-06-02 18:41:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
935419 Ricks Cabaret International Inc RICK Retail-Eating & Drinking Places (5810) 760458229
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1501767 Nour-Dean Anakar 3978 Sorrento Valley Drive
Suite 100
San Diego CA US 92121
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-05-28 10,000 $8.35 10,000 No 4 M Direct
Common Stock Acquisiton 2014-05-28 11,300 $8.78 21,300 No 4 M Direct
Common Stock Disposition 2014-05-28 800 $10.51 20,500 No 4 S Direct
Common Stock Disposition 2014-05-28 10,000 $10.51 10,500 No 4 S Direct
Common Stock Disposition 2014-05-29 3,394 $10.52 7,106 No 4 S Direct
Common Stock Disposition 2014-05-29 100 $10.53 7,006 No 4 S Direct
Common Stock Disposition 2014-05-29 100 $10.58 6,906 No 4 S Direct
Common Stock Disposition 2014-05-29 200 $10.53 6,706 No 4 S Direct
Common Stock Disposition 2014-05-29 900 $10.51 5,806 No 4 S Direct
Common Stock Disposition 2014-05-29 300 $10.50 5,506 No 4 S Direct
Common Stock Disposition 2014-05-30 2,331 $10.50 3,175 No 4 S Direct
Common Stock Disposition 2014-06-02 3,175 $10.50 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options Disposition 2014-05-28 10,000 $0.00 10,000 $8.35
Common Stock Stock Options Disposition 2014-05-28 11,300 $0.00 11,300 $8.78
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-07-02 2014-07-02 No 4 M Direct
8,700 2013-06-27 2014-06-27 No 4 M Direct
Footnotes
  1. Exercise of stock options.