Filing Details

Accession Number:
0001181431-14-022135
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-06-02 17:51:43
Reporting Period:
2014-05-29
Filing Date:
2014-06-02
Accepted Time:
2014-06-02 17:51:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1123494 Harvard Bioscience Inc HBIO Laboratory Analytical Instruments (3826) 043306140
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1281069 J Neal Harte Unit # 1
83 Church Street
Winchester MA 01890
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-05-29 13,317 $3.82 37,575 No 4 M Direct
Common Stock Disposition 2014-05-29 12,317 $3.82 25,258 No 4 S Direct
Common Stock Acquisiton 2014-05-30 19,400 $0.00 44,658 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 A Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $0.01 Per Share Stock option (right to buy) Disposition 2014-05-29 13,317 $0.00 13,317 $3.82
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2014-06-21 No 4 M Direct
Footnotes
  1. Represents shares sold to cover the exercise price of the option as part of a broker-assisted cashless exercise.
  2. Includes a deferred stock award of 19,400 restricted stock units which shall fully vest on May 30, 2015.
  3. Includes (a) a deferred stock award of 19,400 restricted stock units which shall fully vest on May 30, 2015; and (b) a deferred stock award of 3,688 restricted stock units which shall fully vest on June 1, 2015; and (c) 21,570 shares of common stock held by the Reporting Person.
  4. The options vested in three equal installments on June 21, 2005, 2006 and 2007.