Filing Details

Accession Number:
0000932440-14-000212
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-06-02 17:16:09
Reporting Period:
2014-05-29
Filing Date:
2014-06-02
Accepted Time:
2014-06-02 17:16:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1261249 Agile Therapeutics Inc AGRX Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1033508 Jay Moorin C/o Proquest Investments
2430 Vanderbilt Beach Road, #108 - 190
Naples FL 34109
No No Yes No
1225149 Alain Schreiber C/o Proquest Investments
2430 Vanderbilt Beach Road, #108 - 190
Naples FL 34109
No No Yes No
1306133 Proquest Investments Iii, L.p.
2430 Vanderbilt Beach Road, #108 - 190
Naples FL 34109
No No Yes No
1306134 Proquest Associates Iii Llc
2430 Vanderbilt Beach Road, #108 - 190
Naples FL 34109
No No Yes No
1431818 Proquest Investments Iv, L.p.
2430 Vanderbilt Beach Road, #108 - 190
Naples FL 34109
No No Yes No
1431819 Proquest Associates Iv Llc
2430 Vanderbilt Beach Road, #108 - 190
Naples FL 34109
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-05-29 164,417 $0.00 167,140 No 4 C Indirect See footnote
Common Stock Acquisiton 2014-05-29 1,950,200 $0.00 2,117,340 No 4 C Indirect See footnote
Common Stock Acquisiton 2014-05-29 460,350 $0.00 2,577,690 No 4 C Indirect See footnote
Common Stock Acquisiton 2014-05-29 158,174 $6.00 2,735,864 No 4 C Indirect See footnote
Common Stock Acquisiton 2014-05-29 1,120,833 $6.00 3,856,697 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See footnote
No 4 C Indirect See footnote
No 4 C Indirect See footnote
No 4 C Indirect See footnote
No 4 P Indirect See footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A-1 Preferred Stock Disposition 2014-05-29 117,441 $0.00 164,417 $0.00
Common Stock Series B Preferred Stock Disposition 2014-05-29 1,393,000 $0.00 1,950,200 $0.00
Common Stock Series C Preferred Stock Disposition 2014-05-29 328,821 $0.00 460,350 $0.00
Series A-1 Preferred Stock Warrants (right to buy) Disposition 2014-05-29 141,825 $0.00 141,825 $10.00
Common Stock Convertible Subordinated Notes Disposition 2014-05-29 0 $0.00 158,174 $6.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 2009-12-30 2019-12-30 No 4 J Indirect
0 No 4 C Indirect
Footnotes
  1. Owned by ProQuest Investments III, L.P.
  2. This class of preferred stock (i) converted on a 1.4-for-1 basis automatically upon the closing of the Issuer's initial public offering and (ii) had no expiration date.
  3. Of such shares, 1,400,000 are owned by ProQuest Investments III, L.P. and 550,200 are owned by ProQuest Investments IV, L.P.
  4. Of such shares, 330,486 are owned by ProQuest Investments III, L.P. and 129,864 are owned by ProQuest Investments IV, L.P.
  5. The notes converted automatically upon the Issuer's initial public offering. Absent conversion, the notes mature on the earier of (a) 10 days after written demand by a majority of the holders of the class of notes occuring after August 1, 2014, (b) consummation of a sale transaction as defined in the notes or (c) liquidation, dissolution or winding up of the Issuer.
  6. Of such amount, $676,652.12 is owned by ProQuest Investments III, L.P. and $265,888.72 is owned by ProQuest Investmemts IV, L.P.
  7. Of such shares, 1,567,140 are owned by ProQuest Investments III, L.P. and 550,200 are owned by ProQuest Investments IV, L.P.
  8. Of such shares, 1,897,626 are owned by ProQuest Investments III, L.P. and 680,064 are owned by ProQuest Investments IV, L.P.
  9. Of such shares, 2,011,179 are owned by ProQuest Investments III, L.P. and 724,685 are owned by ProQuest Investments IV, L.P.
  10. Of such shares, 2,677,846 are owned by Proquest Investements III, L.P. and 1,178,851 are owned by ProQuest Investments IV, L.P.
  11. Warrants expired unexercised for no value.