Filing Details

Accession Number:
0001209191-14-038348
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-06-02 16:41:31
Reporting Period:
2014-05-29
Filing Date:
2014-06-02
Accepted Time:
2014-06-02 16:41:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1598665 Heritage Insurance Holdings Inc. HRTG Fire, Marine & Casualty Insurance (6331) 455338504
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1552968 Bruce Lucas C/O Heritage Insurance Holdings, Inc.
2600 Mccormick Drive Suite 300
Clearwater FL 33759
Chairman & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-05-29 90,900 $11.00 117,055 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 540,600 Direct
Common Stock 22,418 Indirect See Footnote
Common Stock 318,750 Indirect See Footnote
Common Stock 582,682 Indirect See Footnote
Footnotes
  1. These shares were purchased through a Directed Share Program in connection with the Company's Initial Public Offering.
  2. Shares of common stock reported on this line are held by Mr. Lucas and his wife as tenants by the entirety.
  3. Shares of common stock reported on this line are held by Mr. Lucas' wife.
  4. Shares of common stock reported on this line are held by IIM Holdings, LLC and IIM Holdings II, LLC, entities controlled by Mr. Lucas.
  5. Shares of common stock reported on this line are held by the Bruce Lucas Irrevocable Grantor Retained Annuity Trust of 2014.