Filing Details

Accession Number:
0001209191-14-038095
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-30 18:14:40
Reporting Period:
2014-05-29
Filing Date:
2014-05-30
Accepted Time:
2014-05-30 18:14:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1578348 Cm Finance Inc CMFN () 462883380
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1592804 E Christopher Jansen C/O Cm Finance Inc
601 Lexington Ave, 26Th Floor
New York NY 10022
President And Secretary Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-05-29 2,000 $14.21 69,667 No 4 P Direct
Common Stock Acquisiton 2014-05-29 4,000 $14.13 4,000 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Indirect See footnote
Footnotes
  1. The price shown in Column 4 is the weighted average purchase price of the shares of common stock of CM Finance Inc (the "Issuer"), par value $0.001 per share, on the transaction date. The price range for the purchases is $14.197 to $14.209 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.
  2. The price shown in Column 4 is the weighted average purchase price of the shares of common stock of the Issuer, par value $0.001 per share, on the transaction date. The price range for the purchases is $13.85 to $14.239 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.
  3. The Reporting Person may be deemed to beneficially own the shares of common stock of the Issuer because the securities are held by Patricia McInerney Jansen Children's Trust, of which the Reporting Person is a Trustee.