Filing Details
- Accession Number:
- 0001127602-14-019241
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-30 17:06:52
- Reporting Period:
- 2014-05-28
- Filing Date:
- 2014-05-30
- Accepted Time:
- 2014-05-30 17:06:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 929940 | Aspen Technology Inc | AZPN | Services-Computer Programming Services (7371) | 042739697 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1332920 | G F Hammond | Aspen Technology, Inc. 200 Wheeler Road Burlington MA 01803 | Svp & General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-05-28 | 1,289 | $10.93 | 38,487 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-05-28 | 648 | $23.38 | 39,135 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-05-28 | 977 | $15.50 | 35,297 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-05-28 | 5,792 | $44.00 | 34,320 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-05-28 | 1,289 | $0.00 | 1,289 | $10.93 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-05-28 | 648 | $0.00 | 648 | $23.38 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-05-28 | 977 | $0.00 | 977 | $15.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,290 | 2017-08-01 | No | 4 | M | Direct | |
| 5,827 | 2022-07-31 | No | 4 | M | Direct | |
| 4,883 | 2021-07-31 | No | 4 | M | Direct |
Footnotes
- The option granted at the exercise price of $10.93, representing a right to purchase 20,625 shares, becomes exercisable in 16 equal consecutive quarterly installments on the last business day of each quarter, beginning on September 30, 2010.
- The option granted at an exercise price of $23.38, representing a right to purchase 10,359 shares, becomes exercisable in 16 equal consecutive quarterly installments on the last business day of each quarter, beginning on September 28, 2012.
- The option granted at the exercise price of $15.50, representing a right to purchase 15,625 shares, becomes exercisable in 16 equal consecutive quarterly installments on the last business day of each quarter, beginning on September 30, 2011.
Billionaire Hedge Funds
