Filing Details

Accession Number:
0001209191-14-038009
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-30 16:44:11
Reporting Period:
2014-03-25
Filing Date:
2014-05-30
Accepted Time:
2014-05-30 16:44:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
866970 Lighting Science Group Corp LSCG Electric Lighting & Wiring Equipment (3640) 232596710
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1254472 R Donald Harkleroad Building 2A, 1227 South Patrick Drive
Satellite Beach FL 32937
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-03-25 240,000 $0.00 643,014 No 4 A Direct
Common Stock Disposition 2014-05-27 8,000 $0.36 288,199 No 4 S Indirect By The Bristol Company
Common Stock Disposition 2014-05-28 2,000 $0.39 286,199 No 4 S Indirect By The Bristol Company
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Indirect By The Bristol Company
No 4 S Indirect By The Bristol Company
Footnotes
  1. On March 24, 2014, as compensation for the reporting person's service during 2014 as (i) a member of the board of directors, (ii) a member and chair of the committee of independent directors and (iii) a member and chair of the audit committee of Lighting Science Group Corporation (the "Issuer"), the Issuer's board of directors granted the reporting person 240,000 restricted shares of the Issuer's common stock, which shares vest in full on January 1, 2015.
  2. The reporting person is the sole shareholder of The Bristol Company and as such may be deemed to beneficially own the shares held by The Bristol Company.