Filing Details
- Accession Number:
- 0001181431-14-021815
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-30 14:58:15
- Reporting Period:
- 2014-05-28
- Filing Date:
- 2014-05-30
- Accepted Time:
- 2014-05-30 14:58:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1013857 | Pegasystems Inc | PEGA | Services-Computer Processing & Data Preparation (7374) | 042787865 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1077644 | W William Wyman | C/O Pegasystems Inc. 1 Rogers Street Cambridge MA 02142 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-05-28 | 9,000 | $0.00 | 21,914 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-05-28 | 1,838 | $21.05 | 20,076 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2014-05-28 | 7,162 | $20.99 | 12,914 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-05-28 | 21,000 | $0.00 | 33,914 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-05-28 | 4,302 | $20.98 | 29,612 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option - Right to Acquire | Disposition | 2014-05-28 | 9,000 | $0.00 | 30,000 | $4.30 |
| Common Stock | Stock Option - Right to Acquire | Disposition | 2014-05-28 | 21,000 | $0.00 | 30,000 | $4.30 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 21,000 | 2004-06-03 | 2014-06-03 | No | 4 | M | Direct |
| 0 | 2004-06-03 | 2014-06-03 | No | 4 | M | Direct |
Footnotes
- Represents the exercise price of the Stock Option referenced in Table II, which was paid by way of the withholding by the Company of shares with a value equal to the exercise price.
- Represents the weighted average of sale prices on 5/28/2014, ranging from $20.98 to $20.02.
- All share amounts and price data in this Form 4 have been restated to reflect a 2-for-1 forward stock split of Pegasystems Inc.'s common stock that occurred on April 1, 2014.
- All Options vested immediately.
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