Filing Details
- Accession Number:
- 0001127602-14-019155
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-29 19:26:27
- Reporting Period:
- 2014-05-27
- Filing Date:
- 2014-05-29
- Accepted Time:
- 2014-05-29 19:26:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 719955 | Williams Sonoma Inc | WSM | Retail-Home Furniture, Furnishings & Equipment Stores (5700) | 942203880 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1539835 | Randolph David King | 3250 Van Ness Avenue San Francisco CA 94109 | Svp General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-05-27 | 8,750 | $8.56 | 25,330 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-05-27 | 3,991 | $67.98 | 21,339 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2014-05-27 | 1,102 | $67.98 | 20,237 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2014-05-29 | 13,007 | $68.08 | 7,230 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Settled Stock Appreciation Right (ssar) | Disposition | 2014-05-27 | 8,750 | $0.00 | 8,750 | $8.56 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 17,500 | 2018-11-07 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 185 | Indirect | By Managed Account |
Footnotes
- Reflects the number of shares retained by the issuer to satisfy tax withholding requirements in connection with the reporting person's exercise of a stock-settled stock appreciation right.
- Reflects the number of shares retained by the issuer in connection with the reporting person's exercise of a stock-settled stock appreciation right.
- Represents the number of shares held by the reporting person in the Williams-Sonoma, Inc. Stock Fund under the Williams-Sonoma, Inc. 401(k) Plan, based on a statement dated May 27, 2014.
- These stock-settled stock appreciation rights are fully vested and immediately exercisable.
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