Filing Details

Accession Number:
0001209191-14-037751
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-29 17:58:45
Reporting Period:
2014-05-27
Filing Date:
2014-05-29
Accepted Time:
2014-05-29 17:58:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1100270 Krispy Kreme Doughnuts Inc KKD Retail-Food Stores (5400) 562169715
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1388654 Bradley Michael Wall 370 Knollwood Street
Suite 500
Winston-Salem NC 27103
Svp Supply Chain No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-05-27 25,000 $1.40 99,181 No 4 M Direct
Common Stock Disposition 2014-05-27 11,000 $19.00 88,181 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2014-05-27 25,000 $0.00 25,000 $1.40
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
75,000 2019-01-29 No 4 M Direct
Footnotes
  1. The Reporting Person's sale of these shares was made pursuant to an SEC Rule 10b5-1 Trading Plan adopted on April 10, 2014. The plan was implemented as part of his personal investment strategy and financial planning needs, including for individual asset diversification purposes. Further, the sale of these shares was made to cover tax withholding obligations and the exercise price.
  2. The options vest in four equal annual installments beginning on January 29, 2010.