Filing Details

Accession Number:
0001144204-14-034309
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-29 17:32:11
Reporting Period:
2014-05-27
Filing Date:
2014-05-29
Accepted Time:
2014-05-29 17:32:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
935419 Ricks Cabaret International Inc RICK Retail-Eating & Drinking Places (5810) 760458229
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1409068 Charles Luke Lirot 2240 Belleair Road
Suite 190
Clearwater FL US 33764
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-05-27 10,000 $8.35 10,000 No 4 M Direct
Common Stock Acquisiton 2014-05-27 20,000 $8.78 20,000 No 4 M Direct
Common Stock Disposition 2014-05-27 9,075 $10.50 20,925 No 4 S Direct
Common Stock Disposition 2014-05-28 925 $10.50 20,000 No 4 S Direct
Common Stock Disposition 2014-05-28 10,000 $10.51 10,000 No 4 S Direct
Common Stock Disposition 2014-05-28 10,000 $10.51 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options Disposition 2014-05-27 10,000 $0.00 10,000 $8.35
Common Stock Stock Options Disposition 2014-05-27 20,000 $0.00 20,000 $8.78
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-07-02 2014-07-02 No 4 M Direct
0 2013-06-27 2014-06-27 No 4 M Direct
Footnotes
  1. Exercise of stock options.