Filing Details
- Accession Number:
- 0001464234-14-000015
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-29 16:47:02
- Reporting Period:
- 2014-05-27
- Filing Date:
- 2014-05-29
- Accepted Time:
- 2014-05-29 16:47:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1005229 | Columbus Mckinnon Corp | CMCO | Construction Machinery & Equip (3531) | 160547600 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1464234 | R Charles Giesige | 140 John James Audubon Parkway Amherst NY 14228 | Vp Corporate Development | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-05-27 | 274 | $18.24 | 21,755 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-05-27 | 274 | $30.43 | 21,481 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-05-27 | 526 | $28.45 | 22,007 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-05-27 | 526 | $30.43 | 21,481 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-05-28 | 1,292 | $18.24 | 22,773 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-05-28 | 1,292 | $29.24 | 21,481 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-05-28 | 1,086 | $18.95 | 22,567 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-05-28 | 1,086 | $29.24 | 21,481 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-05-28 | 2,368 | $13.43 | 23,849 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-05-28 | 2,368 | $29.24 | 21,481 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-05-28 | 1,434 | $19.50 | 22,915 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-05-28 | 1,434 | $29.24 | 21,481 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Options (Right to Buy) | Disposition | 2014-05-27 | 526 | $0.00 | 526 | $28.45 |
| Common Stock | Non-Qualified Stock Options (Right to Buy) | Disposition | 2014-05-27 | 274 | $0.00 | 274 | $18.24 |
| Common Stock | Non-Qualified Stock Options (Right to Buy) | Disposition | 2014-05-28 | 1,292 | $0.00 | 1,292 | $18.24 |
| Common Stock | Non-Qualified Stock Options (Right to Buy) | Disposition | 2014-05-28 | 1,434 | $0.00 | 1,434 | $19.50 |
| Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2014-05-28 | 2,368 | $0.00 | 2,368 | $13.43 |
| Common Stock | Non-Qualified Stock Options (Right to Buy) | Disposition | 2014-05-28 | 1,086 | $0.00 | 1,086 | $18.95 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-05-19 | 2018-05-18 | No | 4 | M | Direct |
| 1,292 | 2011-05-17 | 2020-05-16 | No | 4 | M | Direct |
| 0 | 2011-05-17 | 2020-05-16 | No | 4 | M | Direct |
| 1,434 | 2012-05-23 | 2021-05-22 | No | 4 | M | Direct |
| 4,735 | 2013-05-21 | 2022-05-20 | No | 4 | M | Direct |
| 3,260 | 2014-05-20 | 2023-05-20 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 21,481 | Direct | |
| Common Stcok | 867 | Direct |
Footnotes
- Includes 10,836 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 760 shares become fully vested and non-forfeitable on 5/23/2015; 2,361 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/21/2015; 1,545 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/20/2015; 4,934 shares become fully vested and non-forfeitable on 5/21/2015 and the remaining 1,236 shares become fully vested and non-forfeitable on 5/20/2016, if reporting person remains an employee of issuer.
- Reports shares allocated to account of reporting person under the Columbus McKinnon Corporation Employee Stock Ownership Plan, as amended (the "ESOP").
- The reporting person exercised 526 options on 5/27/2014.
- The reporting person exercised 274 options on 5/27/2014. The remaining 1,292 options are all exercisable, subject to IRS limitations.
- The reporting person exercised 1,292 options on 5/28/2014.
- The reporting person exercised 1,434 options on 5/28/2014. The remaining 4,735 options are exercisable 5/23/2015, if reporting person remains an employee of issuer.
- The reporting person exercised 2,368 options on 5/28/2014. The remaining 4,735 shares are exercisable 50% for two years 5/21/2015, if reporting person remains an employee of issuer.
- The reporting person exercised 1,086 options on 5/28/2014. The remaining 3,260 options are exercisable 33.33% per year for three years beginning 5/20/2015, if reporting person remains an employee of issuer.
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